CSI CSC1 : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Sep 25, 2026
  • Q & A: 100 Questions and Answers

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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Equity Transactions10%- Trading mechanics and regulations
- Order types and execution
- Margin and short selling
The Canadian Investment Marketplace16%- Regulators and self-regulatory organizations
- Market participants and roles
- Structure of Canadian financial system
Financing and Listing Securities7%- Listing requirements and rules
- Primary market and issuance process
Derivatives10%- Options, futures and forwards
- Uses, risks and basic strategies
The Economy13%- Macroeconomic principles and indicators
- Impact of economic factors on investments
- Monetary and fiscal policy
Pricing and Trading of Fixed-Income Securities11%- Valuation and pricing methods
- Trading and settlement processes
- Price-yield relationship
Regulation and Ethics8%- Client suitability and disclosure
- Industry regulations and compliance
- Code of conduct and ethical standards
Common and Preferred Shares13%- Equity features and rights
- Dividends and corporate actions
- Valuation and classification
Features and Types of Fixed-Income Securities12%- Government and corporate bonds
- Characteristics, risks and benefits
- Types of fixed-income instruments

CSI Canadian Securities Course Exam 1 Sample Questions:

Question #1

What actions can a government take to lower a $40billionnational deficit?

  • A. Decrease taxation
  • B. Increase taxation
  • C. Increase government spending.
  • D. Increase interest rates.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #2

Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?

  • A. $200,000
  • B. $225,000
  • C. $100,000.
  • D. $175,000
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #3

According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?

  • A. 3
  • B. 6
  • C. 18
  • D. 36
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #4

A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?

  • A. Timing lags
  • B. Political business cycle
  • C. Unsynchronized fiscal and monetary policies.
  • D. Co-ordination of federal, Provincial, and municipal policies
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #5

An investor has earned additional Income and is looking to invest in a security that guarantees returns over.
The next seven years. What is the Best option for purchase?

  • A. Provincial saving bond
  • B. Exchange-traded fund.
  • C. Proffered shares
  • D. Common shares
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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