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| Section | Weight | Objectives |
|---|---|---|
| Equity Transactions | 10% | - Trading mechanics and regulations - Order types and execution - Margin and short selling |
| The Canadian Investment Marketplace | 16% | - Regulators and self-regulatory organizations - Market participants and roles - Structure of Canadian financial system |
| Financing and Listing Securities | 7% | - Listing requirements and rules - Primary market and issuance process |
| Derivatives | 10% | - Options, futures and forwards - Uses, risks and basic strategies |
| The Economy | 13% | - Macroeconomic principles and indicators - Impact of economic factors on investments - Monetary and fiscal policy |
| Pricing and Trading of Fixed-Income Securities | 11% | - Valuation and pricing methods - Trading and settlement processes - Price-yield relationship |
| Regulation and Ethics | 8% | - Client suitability and disclosure - Industry regulations and compliance - Code of conduct and ethical standards |
| Common and Preferred Shares | 13% | - Equity features and rights - Dividends and corporate actions - Valuation and classification |
| Features and Types of Fixed-Income Securities | 12% | - Government and corporate bonds - Characteristics, risks and benefits - Types of fixed-income instruments |
What actions can a government take to lower a $40billionnational deficit?
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Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?
Correct Answer: A 🗳️
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According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?
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A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?
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An investor has earned additional Income and is looking to invest in a security that guarantees returns over.
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