FINRA General Securities Representative Qualification Examination (GS) : Series-7

How to book FINRA Series 7 Certification Exams

Applicants wishing to take the Series 7 exam must be sponsored by a FINRA member company and FINRA has other Series 7 eligibility requirements. The company must submit a U4 form (uniform registration application in the field of qualifications) to register the candidate for the license exam. FINRA regulates the activities of brokerage firms and registered brokers, ensuring that anyone who sells securities products is qualified and tested.

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Topics of FINRA Series 7 Certification Exam

Candidates must know the exam topics before they start of preparation. Because it will really help them in hitting the core. Our FINRA Series 7 exam dumps will include the following topics:

• Options
• Packaged Securities
• Equity, and debt instruments
• Taxation
• Interactions with clients
• Retirement plans
• Investment risk

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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FINRA Series-7 Exam Syllabus Topics: