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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Building an AFC Compliance Program | ||
| Topic 2: Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) | |
| Topic 3: Tools and Technologies to Fight Financial Crime | ||
| Topic 4: Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to insurance products - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to real estate - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to gaming and gambling |
Which obliged entities or gatekeepers may be required to perform customer due diligence (CDD)? (Select Four.)
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Fuzzy logic or fuzzy matching in the context of name screening is a method that:
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Risks associated with real estate transactions include: (Choose two.)
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It is important to validate the "conceptual soundness" of an AML model in order to:
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A bank is completing a periodic KYC profile review for a customer that is a small digital marketing company based in New York City. Which of the following would be a red flag?
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